Job Duties and Responsibilities
LEADERSHIP
- Responsible for the achievement of specific department / section performance targets and objectives
- As a member of the senior management team lead, direct and manage the department
- Make sound operational decisions
- Contribute to the development of the organization in terms of financial planning, business strategy, service offerings and HR policies
CLIENT RELATIONSHIP
Development and maintenance of strong client relationshipsHandle and resolve complex / unusual operational and managerial problems that are referred from above and belowEnsure that procedures, policies and processes are adhered to so that a high quality service is delivered to the customer. Propose and / or implement procedural changes to improve performance of the department or of related business areasMaintain and develop expertise demonstrating judgment and an understanding of the businessResponsible for the development and continued maintenance of satisfactory operational client and regulatory body relationshipsRESOURCE MANAGEMENT
Identify and secure resources required by the department and ensure effective utilizationEnsure that Transfer Agency is properly resourced both in terms of people and technology whilst complying with agreed budgetary guidelinesProvide adequate training to all grades in support of the overall organization & Transfer Agency Training PlanAssist more senior colleagues when required to do so and deputize in their absenceUtilize management information as required to assist in managing both clients and resourcesFocus on development opportunities for your Officer and Senior Associates, ensuring that time is made available to focus on non-operational management aspects of role through the delegation of tasks where appropriate.Using corporate PPR tools, actively participate in the performance appraisal process and monitor overall timeliness of completion for the entire team with your direct reportsRISK & REGULATORY
Ensure compliance as appropriate with regulatory requirements and with the relevant short, medium and long-term goals, objectives and values of the organizationUnderstand the risk environment within the team & manage appropriatelyMonitor the development and implementation of appropriate procedures to meet internal control and external compliance / regulatory requirementsCOMMUNICATION
Provide regular feedback to managers and more senior colleagues with regard to Transfer Agency operationsAttend and contribute to operational, client, risk, audit and regulatory meetings as requiredActively participate in your chosen Focus GroupCHANGE MANAGEMENT
Create an environment that is flexible and adaptable and be a champion of changeInitiate and oversee tasks within a continuous improvement drive to ensure that the Department is efficient and seen as customer and quality drivenProvide support to Senior Associates and their reports during the implementation of changeEnsure participation in the completion and implementation of department wide projects as required and lead local team initiativesKnowledge, Skills & Experience Required
Excellent administrative, organizational and business support skills, with the ability to multi-task and to work calmly under pressure.Excellent working knowledge of MS Office suite including Word, Excel and PowerPointStrong written & verbal communication skills in English and Japanese - requires frequent interactions with Japanese investors / distributorsPossess excellent organizational, planning and co-ordination skills.Ability to work accurately to tight deadlinesProactive and able to work independently and as part of a teamComprehensive procedural, technical and product knowledge of the Transfer Agency business is required. This should be complemented with a good understanding of Fund Accounting, Custody and Regulatory background to Funds Industry.Typically candidate will have 5-8 years experience in a similar environment including at least 3 years in a management / supervisory capacity.Core Competencies
Accurate and PreciseTeam OrientedOrganizedPersonableFlexibleSelf-reliantEnthusiasticExcellent communications skills