A global investment management firm is seeking a Legal & Compliance Officer. The selected candidate will support compliance, investment structuring, and legal oversight across global offices.
Responsibilities :
- Collaborate with investment and operations teams to address compliance and investment-related matters
- Assist with compliance monitoring and oversight for registered investment companies
- Track regulatory updates and recommend policy or procedural changes
- Negotiate transactional agreements, including assignments, participations, and limited partnerships
- Prepare and negotiate side letters on behalf of clients
- Support legal structuring and oversight of SMAs, including offering documents and service provider agreements
Requirements :
More than 3 years as a practicing attorney or paralegal in investment management / private fundsExperience in private markets fund formationWorking knowledge of Japan's Financial Instruments and Exchange Act and relevant securities regulationsProfessional level Japanese and English 企業についてA leading global investment firm, the company provides innovative advisory and research services across alternative investments, helping institutional clients make informed decisions. With a strong presence in Japan, it leverages deep market expertise to deliver tailored investment solutions.
Keywords :
Job Ref : 27G6DH 勤務時間 お問い合わせください
More than 3 years as a practicing attorney or paralegal in investment management / private funds