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【英語を活かす】リーガル・コンプライアンスオフィサー / Legal & Compliance Officer

【英語を活かす】リーガル・コンプライアンスオフィサー / Legal & Compliance Officer

Daijob日本 東京都
30+日前
職務内容の詳細

A global investment management firm is seeking a Legal & Compliance Officer. The selected candidate will support compliance, investment structuring, and legal oversight across global offices.

Responsibilities :

  • Collaborate with investment and operations teams to address compliance and investment-related matters
  • Assist with compliance monitoring and oversight for registered investment companies
  • Track regulatory updates and recommend policy or procedural changes
  • Negotiate transactional agreements, including assignments, participations, and limited partnerships
  • Prepare and negotiate side letters on behalf of clients
  • Support legal structuring and oversight of SMAs, including offering documents and service provider agreements

Requirements :

  • More than 3 years as a practicing attorney or paralegal in investment management / private funds
  • Experience in private markets fund formation
  • Working knowledge of Japan's Financial Instruments and Exchange Act and relevant securities regulations
  • Professional level Japanese and English 企業について
  • A leading global investment firm, the company provides innovative advisory and research services across alternative investments, helping institutional clients make informed decisions. With a strong presence in Japan, it leverages deep market expertise to deliver tailored investment solutions.

    Keywords :

    Job Ref : 27G6DH 勤務時間 お問い合わせください

    More than 3 years as a practicing attorney or paralegal in investment management / private funds

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    Compliance Officer • 日本 東京都