Global Screening Operations - Transaction Screening Escalation Associate

Are you a strategic thinker passionate about driving solution and interested in building your career in Global Screening Operations? Transaction Screening Escalation is responsible for implementation and oversight of Anti-Money Laundering (AML) and related initiatives for the firm's businesses in Asia. The team work closely with business, legal, risk, compliance and audit functions to provide expertise on regulatory compliance matters, assess and measure compliance and related risks, and monitor and test the adequacy of the firm's compliance control environment.

As a Global Screening Operations Analyst in the Transactions Screening Department, you will play a critical role in the successful execution of the firm's compliance mission. You will be responsible for reviewing wire transfers and Investment bank transactions and perform necessary research to determine true sanctions matches. This role provides an opportunity to work across varied specialized applications and to contribute to the firm's commitment to compliance and quality. You will be part of a team that values strategic thinkers passionate about promoting solutions in Transactions Screening.

Job Responsibilities

Perform research on transactions stopped on the firm’s sanctions screening systems to establish if any true matches to sanctioned entities.

Substantiate opinions and dispositions with adequate documentation.

• Strive to maintain individual and team throughput and quality targets.

Work with the Country GFCC and the Regional Sanctions Officer in reviewing transactions / deal for potential sanctions issues

Work with the Country GFCC and the Regional Sanctions Officer, performing the necessary research and query to determine the sanctions requirements in Asia and US / EMEA

Assist in implementing OFAC / Sanctions initiatives including quality assurance, policy reviews and advising on establishing screening procedures within the businesses.

Exercise sound judgment and observe the highest degree of confidentiality.

Required qualifications, capabilities and skills

A bachelor’s degree in finance or other related disciplines, with good MS Office skills.

Preferred qualifications, capabilities and skills