Compliance, Regional Country Compliance, Associate, Tokyo

ABOUT GOLDMAN SACHS

At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals.

YOUR IMPACT

Are you passionate about building relationship with various regulators, driving the firm’s strategic risk awareness, and gaining exposure to global regulatory discussions and cross-divisional partnerships? We are looking for an experienced professional to join Regional Country Compliance Practice Group (“RCC PG“)who wants to use your analytical and judgment skills to respond to regulatory requests and communication skill to build relationship with the regulators as well as internal stakeholders.

OUR IMPACT

Our division interprets regulatory requirements to ensure the firm is in compliance and determines how to appropriately pursue global market opportunities. Our analysts monitor regulatory trends in every jurisdiction where the firm operates and we work with regulators to manage financial market risk. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

The RCC PG is responsible for interactions with the various regulators. RCC PG mainly focuses on 3 main themes : i) inspection ii) regulatory inquiries iii) regulatory relationships. In addition, RCC PG provides other departments with the advice on regulatory-related matters.

HOW YOU WILL FULFILL YOUR POTENTIAL

• Assist in inspection by coordinating with other departments
• Respond to regulatory inquiries / requests on day-to-day basis
• Provide advice on regulatory related matters (. regulatory filing, incident reporting, licensing application to other departments
• Handles regulatory filing
• Assist in building and maintaining relationship with regulators

SKILLS & EXPERIENCE WE’RE LOOKING FOR

BASIC QUALIFICATIONS

PREFERRED QUALIFICATIONS

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at / careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.